International Certificate in Financial Services Regulation

International Certificate in Financial Services Regulation

Essential learning for a career in the regulation of financial services.

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Summary

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator. 

Content

Delivered by Jersey International Business School and BPP, this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator. Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:

  • Why financial services are regulated
  • The legal and regulatory framework relating to regulation
  • The role of financial services regulators and how they operate
  • Authorisation
  • Supervision
  • Conduct risk management
  • The regulation of financial crime prevention

Detailed information on the syllabus is available below:

Duration

The course is delivered over a period of nine months. Contact hours feature a one half day induction, followed by two days of tuition and a further then three days of tuition four months later. Exams are normally held around late May/early June.

Apply

To find out more about the benefits of studying this course and to apply, visit the Jersey International Business School website.

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